Safe and Ethical AI (SEA) Platform Network · Linking Artificial Intelligence Principles (LAIP)

2. Continued attention and vigilance, as well as accountability, for the potential effects and consequences of, artificial intelligence systems should be ensured, in particular by:

a. promoting accountability of all relevant stakeholders to individuals, supervisory authorities and other third parties as appropriate, including through the realization of audit, continuous monitoring and impact assessment of artificial intelligence systems, and periodic review of oversight mechanisms; b. fostering collective and joint responsibility, involving the whole chain of actors and stakeholders, for example with the development of collaborative standards and the sharing of best practices, c. investing in awareness raising, education, research and training in order to ensure a good level of information on and understanding of artificial intelligence and its potential effects in society, and d. establishing demonstrable governance processes for all relevant actors, such as relying on trusted third parties or the setting up of independent ethics committees,

Principle: Declaration On Ethics And Data Protection In Artifical Intelligence, Oct 23, 2018

Published by 40th International Conference of Data Protection and Privacy Commissioners (ICDPPC)

Related Principles

3. Artificial intelligence systems transparency and intelligibility should be improved, with the objective of effective implementation, in particular by:

a. investing in public and private scientific research on explainable artificial intelligence, b. promoting transparency, intelligibility and reachability, for instance through the development of innovative ways of communication, taking into account the different levels of transparency and information required for each relevant audience, c. making organizations’ practices more transparent, notably by promoting algorithmic transparency and the auditability of systems, while ensuring meaningfulness of the information provided, and d. guaranteeing the right to informational self determination, notably by ensuring that individuals are always informed appropriately when they are interacting directly with an artificial intelligence system or when they provide personal data to be processed by such systems, e. providing adequate information on the purpose and effects of artificial intelligence systems in order to verify continuous alignment with expectation of individuals and to enable overall human control on such systems.

Published by 40th International Conference of Data Protection and Privacy Commissioners (ICDPPC) in Declaration On Ethics And Data Protection In Artifical Intelligence, Oct 23, 2018

(Conclusion)

Taking into consideration the principles above, the 40th International Conference of Data Protection and Privacy Commissioners calls for common governance principles on artificial intelligence to be established, fostering concerted international efforts in this field, in order to ensure that its development and use take place in accordance with ethics and human values, and respect human dignity. These common governance principles must be able to tackle the challenges raised by the rapid evolutions of artificial intelligence technologies, on the basis of a multi stakeholder approach in order to address all cross sectoral issues at stake. They must take place at an international level since the development of artificial intelligence is a trans border phenomenon and may affect all humanity. The Conference should be involved in this international effort, working with and supporting general and sectoral authorities in other fields such as competition, market and consumer regulation.

Published by 40th International Conference of Data Protection and Privacy Commissioners (ICDPPC) in Declaration On Ethics And Data Protection In Artifical Intelligence, Oct 23, 2018

· 5. INTERESTS OF DEVELOPING AI TECHNOLOGIES ABOVE THE INTERESTS OF COMPETITION

5.1. Correctness of AIS comparisons. To maintain the fair competition and effective cooperation of developers, AI Actors should use the most reliable and comparable information about the capabilities of AISs in relation to a task and ensure the uniformity of the measurement methodologies. 5.2. Development of competencies. AI Actors are encouraged to follow practices adopted by the professional community, to maintain the proper level of professional competence necessary for safe and effective work with AIS and to promote the improvement of the professional competence of workers in the field of AI, including within the framework of programs and educational disciplines on AI ethics. 5.3. Collaboration of developers. AI Actors are encouraged to develop cooperation within the AI Actor community, particularly between developers, including by informing each other of the identification of critical vulnerabilities in order to prevent their wide distribution. They should also make efforts to improve the quality and availability of resources in the field of AIS development, including by increasing the availability of data (including labeled data), ensuring the compatibility of the developed AIS where applicable and creating conditions for the formation of a national school for the development of AI technologies that includes publicly available national repositories of libraries and network models, available national development tools, open national frameworks, etc. They are also encouraged to share information on the best practices in the development of AI technologies and organize and hold conferences, hackathons and public competitions, as well as high school and student Olympiads. They should increase the availability of knowledge and encourage the use of open knowledge databases, creating conditions for attracting investments in the development of AI technologies from Russian private investors, business angels, venture funds and private equity funds while stimulating scientific and educational activities in the field of AI by participating in the projects and activities of leading Russian research centers and educational organizations.

Published by AI Alliance Russia in Artificial Intelligence Code of Ethics, Oct 26, 2021

· Responsibility and accountability

42. AI actors and Member States should respect, protect and promote human rights and fundamental freedoms, and should also promote the protection of the environment and ecosystems, assuming their respective ethical and legal responsibility, in accordance with national and international law, in particular Member States’ human rights obligations, and ethical guidance throughout the life cycle of AI systems, including with respect to AI actors within their effective territory and control. The ethical responsibility and liability for the decisions and actions based in any way on an AI system should always ultimately be attributable to AI actors corresponding to their role in the life cycle of the AI system. 43. Appropriate oversight, impact assessment, audit and due diligence mechanisms, including whistle blowers’ protection, should be developed to ensure accountability for AI systems and their impact throughout their life cycle. Both technical and institutional designs should ensure auditability and traceability of (the working of) AI systems in particular to address any conflicts with human rights norms and standards and threats to environmental and ecosystem well being.

Published by The United Nations Educational, Scientific and Cultural Organization (UNESCO) in The Recommendation on the Ethics of Artificial Intelligence, Nov 24, 2021

· Multi stakeholder and adaptive governance and collaboration

46. International law and national sovereignty must be respected in the use of data. That means that States, complying with international law, can regulate the data generated within or passing through their territories, and take measures towards effective regulation of data, including data protection, based on respect for the right to privacy in accordance with international law and other human rights norms and standards. 47. Participation of different stakeholders throughout the AI system life cycle is necessary for inclusive approaches to AI governance, enabling the benefits to be shared by all, and to contribute to sustainable development. Stakeholders include but are not limited to governments, intergovernmental organizations, the technical community, civil society, researchers and academia, media, education, policy makers, private sector companies, human rights institutions and equality bodies, anti discrimination monitoring bodies, and groups for youth and children. The adoption of open standards and interoperability to facilitate collaboration should be in place. Measures should be adopted to take into account shifts in technologies, the emergence of new groups of stakeholders, and to allow for meaningful participation by marginalized groups, communities and individuals and, where relevant, in the case of Indigenous Peoples, respect for the self governance of their data.

Published by The United Nations Educational, Scientific and Cultural Organization (UNESCO) in The Recommendation on the Ethics of Artificial Intelligence, Nov 24, 2021