Safe and Ethical AI (SEA) Platform Network · Linking Artificial Intelligence Principles (LAIP)

Open Governance

Principle: The ability of various stakeholders, whether civil society, government, private sector or academia and the technical community, to inform and participate in the governance of AI is crucial for its safe deployment. Recommendations: Promote Multistakeholder Governance: Organizations, institutions and processes related to the governance of AI need to adopt an open, transparent and inclusive approach. It should be based on four key attributes: Inclusiveness and transparency; Collective responsibility; Effective decision making and implementation and Collaboration through distributed and interoperable governance

Principle: Guiding Principles and Recommendations, Apr 18, 2017

Published by Internet Society, "Artificial Intelligence and Machine Learning: Policy Paper"

Related Principles

· 2.5. International co operation for trustworthy AI

a) Governments, including developing countries and with stakeholders, should actively cooperate to advance these principles and to progress on responsible stewardship of trustworthy AI. b) Governments should work together in the OECD and other global and regional fora to foster the sharing of AI knowledge, as appropriate. They should encourage international, crosssectoral and open multi stakeholder initiatives to garner long term expertise on AI. c) Governments should promote the development of multi stakeholder, consensus driven global technical standards for interoperable and trustworthy AI. d) Governments should also encourage the development, and their own use, of internationally comparable metrics to measure AI research, development and deployment, and gather the evidence base to assess progress in the implementation of these principles.

Published by G20 Ministerial Meeting on Trade and Digital Economy in G20 AI Principles, Jun 09, 2019

7. Open and Collaboration

Cross disciplinary and cross boundary exchanges and cooperation should be encouraged in the development of AI. Coordinated interactions should be fostered among international organizations, government agencies, research institutions, educational institutions, industries, social organizations and the general public in the development and governance of AI. With full respect for the principles and practices of AI development in various countries, international dialogues and cooperation should be encouraged to promote the formation of an international AI governance framework with broad consensus.

Published by National Governance Committee for the New Generation Artificial Intelligence, China in Governance Principles for the New Generation Artificial Intelligence--Developing Responsible Artificial Intelligence, Jun 17, 2019

Chapter 2. The Norms of Management

　　5. Promotion of agile governance. Respect the law of development of AI, fully understand the potential and limitations of AI, continue to optimize the governance mechanisms and methods of AI. Do not divorce from reality, do not rush for quick success and instant benefits in the process of strategic decision making, institution construction, and resource allocation. Promote the healthy and sustainable development of AI in an orderly manner. 　　6. Active practice. Comply with AI related laws, regulations, policies and standards, actively integrate AI ethics into the entire management process, take the lead in becoming practitioners and promoters of AI ethics and governance, summarize and promote AI governance experiences in a timely manner, and actively respond to the society’s concerns on the ethics of AI. 　　7. Exercise and use power correctly. Clarify the responsibilities and power boundaries of AI related management activities, and standardize the conditions and procedures of power operations. Fully respect and protect the privacy, freedom, dignity, safety and other rights of relevant stakeholders and other legal rights and interests, and prohibit improper use of power to infringe the legal rights of natural persons, legal persons and other organizations. 　　8. Strengthen risk preventions. Enhance bottom line thinking and risk awareness, strengthen the research and judgment on the potential risks during the development of AI, carry out systematic risk monitoring and evaluations in a timely manner, establish an effective early warning mechanism for risks, and enhance the ability of manage, control, and disposal of ethical risks of AI. 　　9. Promote inclusivity and openness. Pay full attention to the rights and demands of all stakeholders related to AI, encourage the application of diverse AI technologies to solve practical problems in economic and social development, encourage cross disciplinary, cross domain, cross regional, and cross border exchanges and cooperation, and promote the formation of AI governance frameworks, standards and norms with broad consensus.

Published by National Governance Committee for the New Generation Artificial Intelligence, China in Ethical Norms for the New Generation Artificial Intelligence, Sep 25, 2021

· 2.5. International co operation for trustworthy AI

a) Governments, including developing countries and with stakeholders, should actively cooperate to advance these principles and to progress on responsible stewardship of trustworthy AI. b) Governments should work together in the OECD and other global and regional fora to foster the sharing of AI knowledge, as appropriate. They should encourage international, crosssectoral and open multi stakeholder initiatives to garner long term expertise on AI. c) Governments should promote the development of multi stakeholder, consensus driven global technical standards for interoperable and trustworthy AI. d) Governments should also encourage the development, and their own use, of internationally comparable metrics to measure AI research, development and deployment, and gather the evidence base to assess progress in the implementation of these principles.

Published by The Organisation for Economic Co-operation and Development (OECD) in OECD Principles on Artificial Intelligence, May 22, 2019

· Multi stakeholder and adaptive governance and collaboration

46. International law and national sovereignty must be respected in the use of data. That means that States, complying with international law, can regulate the data generated within or passing through their territories, and take measures towards effective regulation of data, including data protection, based on respect for the right to privacy in accordance with international law and other human rights norms and standards. 47. Participation of different stakeholders throughout the AI system life cycle is necessary for inclusive approaches to AI governance, enabling the benefits to be shared by all, and to contribute to sustainable development. Stakeholders include but are not limited to governments, intergovernmental organizations, the technical community, civil society, researchers and academia, media, education, policy makers, private sector companies, human rights institutions and equality bodies, anti discrimination monitoring bodies, and groups for youth and children. The adoption of open standards and interoperability to facilitate collaboration should be in place. Measures should be adopted to take into account shifts in technologies, the emergence of new groups of stakeholders, and to allow for meaningful participation by marginalized groups, communities and individuals and, where relevant, in the case of Indigenous Peoples, respect for the self governance of their data.

Published by The United Nations Educational, Scientific and Cultural Organization (UNESCO) in The Recommendation on the Ethics of Artificial Intelligence, Nov 24, 2021