Safe and Ethical AI (SEA) Platform Network · Linking Artificial Intelligence Principles (LAIP)

2. Fairness and Justice

The development of AI should promote fairness and justice, protect the rights and interests of all stakeholders, and promote equal opportunities. Through technology advancement and management improvement, prejudices and discriminations should be eliminated as much as possible in the process of data acquisition, algorithm design, technology development, and product development and application.

Principle: Governance Principles for the New Generation Artificial Intelligence--Developing Responsible Artificial Intelligence, Jun 17, 2019

Published by National Governance Committee for the New Generation Artificial Intelligence, China

Related Principles

· (7) Innovation

To realize Society 5.0 and continuous innovation in which people evolve along with AI, it is necessary to account for national, industry academia, and public private borders, race, sex, nationality, age, political and religious beliefs, etc. Beyond these boundaries, through a Global perspective we must promote diversification and cooperation between industry academia public private sectors, through the development of human capabilities and technology. To encourage mutual collaboration and partnership between universities, research institutions and private sectors, and the flexible movement of talent. To implement AI efficiently and securely in society, methods for confirming the quality and reliability of AI and for efficient collection and maintenance of data utilized in AI must be promoted. Additionally, the establishment of AI engineering should also be promoted. This engineering includes methods for the development, testing and operation of AI. To ensure the sound development of AI technology, it is necessary to establish an accessible platform in which data from all fields can be mutually utilized across borders with no monopolies, while ensuring privacy and security. In addition, research and development environments should be created in which computer resources and highspeed networks are shared and utilized, to promote international collaboration and accelerate AI research. To promote implementation of AI technology, governments must promote regulatory reform to reduce impeding factors in AI related fields.

Published by Cabinet Office, Government of Japan in Social Principles of Human-centric AI, Dec 27, 2018

· 1. The Principle of Beneficence: “Do Good”

AI systems should be designed and developed to improve individual and collective wellbeing. AI systems can do so by generating prosperity, value creation and wealth maximization and sustainability. At the same time, beneficent AI systems can contribute to wellbeing by seeking achievement of a fair, inclusive and peaceful society, by helping to increase citizen’s mental autonomy, with equal distribution of economic, social and political opportunity. AI systems can be a force for collective good when deployed towards objectives like: the protection of democratic process and rule of law; the provision of common goods and services at low cost and high quality; data literacy and representativeness; damage mitigation and trust optimization towards users; achievement of the UN Sustainable Development Goals or sustainability understood more broadly, according to the pillars of economic development, social equity, and environmental protection. In other words, AI can be a tool to bring more good into the world and or to help with the world’s greatest challenges.

Published by The European Commission’s High-Level Expert Group on Artificial Intelligence in Draft Ethics Guidelines for Trustworthy AI, Dec 18, 2018

8. Agile Governance

The governance of AI should respect the underlying principles of AI development. In promoting the innovative and healthy development of AI, high vigilance should be maintained in order to detect and resolve possible problems in a timely manner. The governance of AI should be adaptive and inclusive, constantly upgrading the intelligence level of the technologies, optimizing management mechanisms, and engaging with muti stakeholders to improve the governance institutions. The governance principles should be promoted throughout the entire lifecycle of AI products and services. Continuous research and foresight for the potential risks of higher level of AI in the future are required to ensure that AI will always be beneficial for human society.

Published by National Governance Committee for the New Generation Artificial Intelligence, China in Governance Principles for the New Generation Artificial Intelligence--Developing Responsible Artificial Intelligence, Jun 17, 2019

Chapter 1. General Principles

　　1. This set of norms aims to integrate ethics into the entire life cycle of AI, to promote fairness, justice, harmony, safety and security, and to avoid issues such as prejudice, discrimination, privacy and information leakage. 　　2. This set of norms applies to natural persons, legal persons, and other related organizations engaged in related activities such as management, research and development, supply, and use of AI. (1) The management activities mainly refer to strategic planning, formulation and implementation of policies, laws, regulations, and technical standards, resource allocation, supervision and inspection, etc. (2) The research and development activities mainly refer to scientific research, technology development, product development, etc. related to AI. (3) The supply activities mainly refer to the production, operation, and sales of AI products and services. (4) The use activities mainly refer to the procurement, consumption, and manipulation of AI products and services. 　　3. Various activities of AI shall abide by the following fundamental ethical norms. (1) Enhancing the well being of humankind. Adhere to the people oriented vision, abide by the common values of humankind, respect human rights and the fundamental interests of humankind, and abide by national and regional ethical norms. Adhere to the priority of public interests, promote human machine harmony, improve people’s livelihood, enhance the sense of happiness, promote the sustainable development of economy, society and ecology, and jointly build a human community with a shared future. (2) Promoting fairness and justice. Adhere to shared benefits and inclusivity, effectively protect the legitimate rights and interests of all relevant stakeholders, promote fair sharing of the benefits of AI in the whole society, and promote social fairness and justice, and equal opportunities. When providing AI products and services, we should fully respect and help vulnerable groups and underrepresented groups, and provide corresponding alternatives as needed. (3) Protecting privacy and security. Fully respect the rights of personal information, to know, and to consent, etc., handle personal information, protect personal privacy and data security in accordance with the principles of lawfulness, justifiability, necessity, and integrity, do no harm to the legitimate rights of personal data, must not illegally collect and use personal information by stealing, tampering, or leaking, etc., and must not infringe on the rights of personal privacy. (4) Ensuring controllability and trustworthiness. Ensure that humans have the full power for decision making, the rights to choose whether to accept the services provided by AI, the rights to withdraw from the interaction with AI at any time, and the rights to suspend the operation of AI systems at any time, and ensure that AI is always under meaningful human control. (5) Strengthening accountability. Adhere that human beings are the ultimate liable subjects. Clarify the responsibilities of all relevant stakeholders, comprehensively enhance the awareness of responsibility, introspect and self discipline in the entire life cycle of AI. Establish an accountability mechanism in AI related activities, and do not evade liability reviews and do not escape from responsibilities. (6) Improving ethical literacy. Actively learn and popularize knowledge related to AI ethics, objectively understand ethical issues, and do not underestimate or exaggerate ethical risks. Actively carry out or participate in the discussions on the ethical issues of AI, deeply promote the practice of AI ethics and governance, and improve the ability to respond to related issues. 　　4. The ethical norms that should be followed in specific activities related to AI include the norms of management, the norms of research and development, the norms of supply, and the norms of use.

Published by National Governance Committee for the New Generation Artificial Intelligence, China in Ethical Norms for the New Generation Artificial Intelligence, Sep 25, 2021

Chapter 2. The Norms of Management

　　5. Promotion of agile governance. Respect the law of development of AI, fully understand the potential and limitations of AI, continue to optimize the governance mechanisms and methods of AI. Do not divorce from reality, do not rush for quick success and instant benefits in the process of strategic decision making, institution construction, and resource allocation. Promote the healthy and sustainable development of AI in an orderly manner. 　　6. Active practice. Comply with AI related laws, regulations, policies and standards, actively integrate AI ethics into the entire management process, take the lead in becoming practitioners and promoters of AI ethics and governance, summarize and promote AI governance experiences in a timely manner, and actively respond to the society’s concerns on the ethics of AI. 　　7. Exercise and use power correctly. Clarify the responsibilities and power boundaries of AI related management activities, and standardize the conditions and procedures of power operations. Fully respect and protect the privacy, freedom, dignity, safety and other rights of relevant stakeholders and other legal rights and interests, and prohibit improper use of power to infringe the legal rights of natural persons, legal persons and other organizations. 　　8. Strengthen risk preventions. Enhance bottom line thinking and risk awareness, strengthen the research and judgment on the potential risks during the development of AI, carry out systematic risk monitoring and evaluations in a timely manner, establish an effective early warning mechanism for risks, and enhance the ability of manage, control, and disposal of ethical risks of AI. 　　9. Promote inclusivity and openness. Pay full attention to the rights and demands of all stakeholders related to AI, encourage the application of diverse AI technologies to solve practical problems in economic and social development, encourage cross disciplinary, cross domain, cross regional, and cross border exchanges and cooperation, and promote the formation of AI governance frameworks, standards and norms with broad consensus.

Published by National Governance Committee for the New Generation Artificial Intelligence, China in Ethical Norms for the New Generation Artificial Intelligence, Sep 25, 2021