(Preamble)

This set of norms is formulated in order to deeply implement the “New Generation Artificial Intelligence Development Plan”, to refine and implement the ” Governance Principles for the New Generation Artificial Intelligence”, to enhance the ethical awareness on Artificial Intelligence (AI) and the behavioral awareness of the entire society, to actively guide the responsible AI research, development, and application activities, and to promote healthy development of AI.
Principle: Ethical Norms for the New Generation Artificial Intelligence, Sep 25, 2021

Published by National Governance Committee for the New Generation Artificial Intelligence, China

Related Principles

(Preamble)
Artificial intelligence is an important driving force for a new round of scientific and technological revolution and industrial transformation, which will bring revolutionary changes to people's production methods and lifestyles. Establish a correct view of artificial intelligence development; clarify the basic principles and operational guides for the development and use of artificial intelligence; help to build an inclusive and shared, fair and orderly development environment; and form a sustainable development model that is safe secure, trustworthy, rational, and responsible. As enterprises, universities, research institutes, and industry organizations that research, design, manufacture, operate, and service artificial intelligence; to promote ethics and self discipline in China's artificial intelligence industry; to guide and standardize the behavior of practitioners; we make the following commitments:

Published by Artificial Intelligence Industry Alliance (AIIA), China in Joint Pledge on Artificial Intelligence Industry Self-Discipline (Draft for Comment), May 31, 2019

(Preamble)
The development of Artificial Intelligence (AI) concerns the future of the whole society, all mankind, and the environment. The principles below are proposed as an initiative for the research, development, use, governance and long term planning of AI, calling for its healthy development to support the building of a human community with a shared future, and the realization of beneficial AI for mankind and nature.

Published by Beijing Academy of Artificial Intelligence (BAAI); Peking University; Tsinghua University; Institute of Automation, Chinese Academy of Sciences; Institute of Computing Technology, Chinese Academy of Sciences; Artifical Intelligence Industry Innovation Strategy Alliance (AITISA); etc. in Beijing AI Principles, May 25, 2019

(Preamble)
The global development of Artificial Intelligence (AI) has reached a new stage, with features such as cross disciplinary integration, human machine coordination, open and collective intelligence, and etc., which are profoundly changing our daily lives and the future of humanity. In order to promote the healthy development of the new generation of AI, better balance between development and governance, ensure the safety, reliability and controllability of AI, support the economic, social, and environmental pillars of the UN sustainable development goals, and to jointly build a human community with a shared future, all stakeholders concerned with AI development should observe the following principles:

Published by National Governance Committee for the New Generation Artificial Intelligence, China in Governance Principles for the New Generation Artificial Intelligence--Developing Responsible Artificial Intelligence, Jun 17, 2019

8. Agile Governance
The governance of AI should respect the underlying principles of AI development. In promoting the innovative and healthy development of AI, high vigilance should be maintained in order to detect and resolve possible problems in a timely manner. The governance of AI should be adaptive and inclusive, constantly upgrading the intelligence level of the technologies, optimizing management mechanisms, and engaging with muti stakeholders to improve the governance institutions. The governance principles should be promoted throughout the entire lifecycle of AI products and services. Continuous research and foresight for the potential risks of higher level of AI in the future are required to ensure that AI will always be beneficial for human society.

Published by National Governance Committee for the New Generation Artificial Intelligence, China in Governance Principles for the New Generation Artificial Intelligence--Developing Responsible Artificial Intelligence, Jun 17, 2019

Chapter 2. The Norms of Management
　　5. Promotion of agile governance. Respect the law of development of AI, fully understand the potential and limitations of AI, continue to optimize the governance mechanisms and methods of AI. Do not divorce from reality, do not rush for quick success and instant benefits in the process of strategic decision making, institution construction, and resource allocation. Promote the healthy and sustainable development of AI in an orderly manner. 　　6. Active practice. Comply with AI related laws, regulations, policies and standards, actively integrate AI ethics into the entire management process, take the lead in becoming practitioners and promoters of AI ethics and governance, summarize and promote AI governance experiences in a timely manner, and actively respond to the society’s concerns on the ethics of AI. 　　7. Exercise and use power correctly. Clarify the responsibilities and power boundaries of AI related management activities, and standardize the conditions and procedures of power operations. Fully respect and protect the privacy, freedom, dignity, safety and other rights of relevant stakeholders and other legal rights and interests, and prohibit improper use of power to infringe the legal rights of natural persons, legal persons and other organizations. 　　8. Strengthen risk preventions. Enhance bottom line thinking and risk awareness, strengthen the research and judgment on the potential risks during the development of AI, carry out systematic risk monitoring and evaluations in a timely manner, establish an effective early warning mechanism for risks, and enhance the ability of manage, control, and disposal of ethical risks of AI. 　　9. Promote inclusivity and openness. Pay full attention to the rights and demands of all stakeholders related to AI, encourage the application of diverse AI technologies to solve practical problems in economic and social development, encourage cross disciplinary, cross domain, cross regional, and cross border exchanges and cooperation, and promote the formation of AI governance frameworks, standards and norms with broad consensus.

Published by National Governance Committee for the New Generation Artificial Intelligence, China in Ethical Norms for the New Generation Artificial Intelligence, Sep 25, 2021

Contact

Institute of Automation, Chinese Academy of Sciences
95 Zhongguancun East Road,
Haidian District, Beijing,
China 100190
Principal Investigator - Yi Zeng
contact@long-term-ai.cn

Contributors: Cunqing Huangfu, Enmeng Lu, Zizhe Ruan et al.

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International Research Center for AI Ethics and Governance, Institute of Automation, Chinese Academy of Sciences
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