智善 · 共济链接人工智能原则平台

遵纪守法，知行合一（Respect the Law and Act with Integrity.）

We will employ AI in a manner that respects human dignity, rights, and freedoms. Our use of AI will fully comply with applicable legal authorities and with policies and procedures that protect privacy, civil rights, and civil liberties.

原则: 美国情报体系人工智能伦理原则（Principles of Artificial Intelligence Ethics for the Intelligence Community）, Jul 23, 2020

作者：Intelligence Community (IC), United States

相关原则

(f) Rule of law and accountability

Rule of law, access to justice and the right to redress and a fair trial provide the necessary framework for ensuring the observance of human rights standards and potential AI specific regulations. This includes protections against risks stemming from ‘autonomous’ systems that could infringe human rights, such as safety and privacy. The whole range of legal challenges arising in the field should be addressed with timely investment in the development of robust solutions that provide a fair and clear allocation of responsibilities and efficient mechanisms of binding law. In this regard, governments and international organisations ought to increase their efforts in clarifying with whom liabilities lie for damages caused by undesired behaviour of ‘autonomous’ systems. Moreover, effective harm mitigation systems should be in place.

由 European Group on Ethics in Science and New Technologies, European Commission 在伦理原则和民主先决条件（Ethical principles and democratic prerequisites）发表, Mar 9, 2018

· 1.2. Human centered values and fairness

a) AI actors should respect the rule of law, human rights and democratic values, throughout the AI system lifecycle. These include freedom, dignity and autonomy, privacy and data protection, non discrimination and equality, diversity, fairness, social justice, and internationally recognized labor rights. b) To this end, AI actors should implement mechanisms and safeguards, such as capacity for human determination, that are appropriate to the context and consistent with the state of art.

由 G20 Ministerial Meeting on Trade and Digital Economy 在 G20人工智能原则（G20 AI Principles）发表, Jun 09, 2019

1. Principle 1 — Human Rights

Issue: How can we ensure that A IS do not infringe upon human rights? [Candidate Recommendations] To best honor human rights, society must assure the safety and security of A IS so that they are designed and operated in a way that benefits humans: 1. Governance frameworks, including standards and regulatory bodies, should be established to oversee processes assuring that the use of A IS does not infringe upon human rights, freedoms, dignity, and privacy, and of traceability to contribute to the building of public trust in A IS. 2. A way to translate existing and forthcoming legal obligations into informed policy and technical considerations is needed. Such a method should allow for differing cultural norms as well as legal and regulatory frameworks. 3. For the foreseeable future, A IS should not be granted rights and privileges equal to human rights: A IS should always be subordinate to human judgment and control.

由 The IEEE Global Initiative on Ethics of Autonomous and Intelligent Systems 在合乎伦理的设计：一般原则（Ethically Aligned Design (v2): General Principles）发表, (v1) Dec 13, 2016. (v2) Dec 12, 2017

· 1.2. Human centred values and fairness

a) AI actors should respect the rule of law, human rights and democratic values, throughout the AI system lifecycle. These include freedom, dignity and autonomy, privacy and data protection, non discrimination and equality, diversity, fairness, social justice, and internationally recognised labour rights. b) To this end, AI actors should implement mechanisms and safeguards, such as capacity for human determination, that are appropriate to the context and consistent with the state of art.

由 The Organisation for Economic Co-operation and Development (OECD) 在经合组织人工智能原则（OECD Principles on Artificial Intelligence）发表, May 22, 2019

· Responsibility and accountability

42. AI actors and Member States should respect, protect and promote human rights and fundamental freedoms, and should also promote the protection of the environment and ecosystems, assuming their respective ethical and legal responsibility, in accordance with national and international law, in particular Member States’ human rights obligations, and ethical guidance throughout the life cycle of AI systems, including with respect to AI actors within their effective territory and control. The ethical responsibility and liability for the decisions and actions based in any way on an AI system should always ultimately be attributable to AI actors corresponding to their role in the life cycle of the AI system. 43. Appropriate oversight, impact assessment, audit and due diligence mechanisms, including whistle blowers’ protection, should be developed to ensure accountability for AI systems and their impact throughout their life cycle. Both technical and institutional designs should ensure auditability and traceability of (the working of) AI systems in particular to address any conflicts with human rights norms and standards and threats to environmental and ecosystem well being.

由 The United Nations Educational, Scientific and Cultural Organization (UNESCO) 在人工智能伦理问题建议书发表, Nov 24, 2021